Share |  Print

IRAs – Do's, Do Not's and Did Not's
ABA Telephone Briefing*

A Telephone Briefing presented by the American Bankers Association (ABA) and the Fiduciary & Investment Risk Management Association (FIRMA).

This recording of the live, 90-minute telephone briefing held on February 16, 2012 provides a not-to-miss compliance and risk management update for IRA administration.

Recent regulatory developments, including the IRS 2011 Tax year version of Form 5498, require IRA administrators and trustees to be up-to-date on compliance requirements.  All fiduciary professionals who are responsible for audit, compliance, and risk management should take this opportunity to hear from our panel of experts who discuss the significant issues affecting IRA administration within your organizations.

Program Date

Audio CD Now Available

Per Site Fees** $225 ABA/FIRMA/Service Member
$355 Non-Member
Registration Not applicable   
Audio CD

Order Online  (PDF)
Please note recordings are not eligible for CPE for CPA or CFP credits.

Credits This recording has been approved for 2.0 CISP, 2.0 CRSP and 2.0 CTFA (FP) ICB continuing education credits.
The Institute of Certified Bankers (ICB) is dedicated to promoting the highest standards of performance and ethics within the financial services industry.

After listening to this recording, you will be able to:

  • Understand IRA distribution rules, especially for inherited IRAs
  • Understand asset valuation requirements and best practices
  • Understand IRS non-bank custodian audits – and what banks and trust companies can learn from them
  • Understand the latest IRS rules and interpretations for IRA administration
  • Learn about IRA prohibited transactions
  • Learn about recent DOL interpretations that impact IRAs
  • Learn about past areas of IRA litigation, including beneficiary disputes, and learn prevention and awareness strategies to protect against litigation risk
  • Learn the hot-topic areas for successfully administering today's IRAs.

Speakers

  • Richard Matta, Partner, Groom Law Group, Washington, DC
  • David Powell, Partner, Groom Law Group, Washington, DC
  • Rebecca Wallenfelsz, Partner, Chapman and Cutler LLP, Chicago, IL
  • Phoebe Papageorgiou, Senior Counsel, Center for Securities, Trust, and Investments, American Bankers Association, Washington, DC (moderator)

Who Should Attend

  • Fiduciary Executives
  • Senior Fiduciary Management  
  • Compliance Managers
  • Risk Managers
  • IRA Administrators
  • Trust Auditors
  • Fiduciary Tax Staff
  • Broker/Dealer Management
  • Registered Investment Advisory Team
  • Trust Administrators

*ABA's Telephone Briefings include reference materials and telephone audio. Telephone/Webcast Briefings include reference materials, telephone audio, and simultaneous webcast presentation (requires 56K or faster with JavaScript and cookies enabled in the browser, i.e., Microsoft Internet Explorer 4.0 or later, or Netscape 4.7X).

**Each site license (registration fee) entitles you to one phone connection and one Internet connection  (when there is a simultaneous webcast presentation) where an unlimited number of listeners can participate.

Any transmission, retransmission or republishing of the audio or Web portions of this briefing is strictly prohibited.


Questions? Please contact Joe Mach / Linda Shepard / Cari Hearn for more information.